Our Compliance Services include:

Advice

• Providing technical expertise

• Asking you the could we/should we question

• Determining a way forward, together with your business, taking into account the business’s risk profile – because solutions are shades of grey not black and white

Policies and Procedures

• Drafting policies and practical procedures to suit your business

• Addressing regulatory and governance requirements

• Incorporating, as necessary, a review of systems and controls

Training

• Providing effective training by writing training material, including case studies relevant to your business, to emphasise the training objective

• Providing training online, in person or via podcast

Monitoring

• Developing monitoring programmes including:

  • Systems and controls

  • Implementation of policies

  • Conduct of business rules

Project Implementation

• Working with your in-house compliance team to implement regulatory change or undertake remediation work